Suitability and supervisory review, automated.

Wealth management workflows hinge on suitability documentation, supervisory review, and quarterly check-ins. Pulsar enforces every step — the recommendation can't be sent until suitability is logged, the trade can't post until the principal signs off, and the review can't be skipped.

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Stages built for how deals actually close

Pre-configured pipeline stages tailored to this industry. Customize freely — these are starting points, not rigid templates.

Stage 1
Recommendation Drafted
Stage 2
Suitability Review
Stage 3
Supervisory Approval
Stage 4
Executed
Stage 5
Logged
Stage 6
Quarterly Reviewed

Industry-specific data, captured automatically

Fields seeded the moment you pick this industry during onboarding — no need to configure each one manually. Add, rename, or remove anytime from Settings.

Recommendation Type
Risk Profile
AUM Impact
Suitability Notes
Approver
Audit Reference

Workflows pre-configured for this industry

Triggers, conditions, and actions ready out of the box. Disable any that don't fit, or wire your own with the workflow builder.

Recommendation drafted → require suitability documentation before sending
Trade > threshold → route to principal for supervisory approval
Quarterly review due → schedule and send pre-read with suitability snapshot
KYC expiring → re-collect documentation 30 days out

Regulatory steps, baked in

FINRA / SEC suitability documented per recommendation, supervisory review queue with audit trail, 7-year retention, and tamper-evident log signatures.

"

Supervisory review used to be a Friday-afternoon scramble. Now it's a continuous queue, fully documented, and the regulators can see the chain of custody on every decision.

Priya Anand  ·  Chief Compliance Officer, Northbridge Wealth

Different industry? We've got that covered, too.

See every industry Pulsar is built for — pipelines, fields, automations, and compliance ready on day one.

15-day trial · No credit card required · Industry config seeded automatically