Suitability, AUM, and reviews — every touch on the audit trail.

Wealth management runs on relationships and regulatory rigor. Nova captures suitability at onboarding, monitors AUM by household, and triggers quarterly portfolio reviews automatically — with every advisor touch on an immutable audit trail.

Want the whole picture? See how every FLAIRE product fits Wealth Management.

See FLAIRE for Wealth Management

Stages built for how deals actually close

Pre-configured pipeline stages tailored to this industry. Customize freely — these are starting points, not rigid templates.

Stage 1
Lead
Stage 2
Discovery
Stage 3
Plan Proposed
Stage 4
Onboarding
Stage 5
Active
Stage 6
Quarterly Review

Industry-specific data, captured automatically

Fields seeded the moment you pick this industry during onboarding — no need to configure each one manually. Add, rename, or remove anytime from Settings.

Risk Profile
AUM
Suitability Status
KYC Status
Last Review Date
Next Review Date
Compliance Notes

Workflows pre-configured for this industry

Triggers, conditions, and actions ready out of the box. Disable any that don't fit, or wire your own with the workflow builder.

New household → send suitability questionnaire + KYC request
Quarterly review due → schedule + send pre-read
AUM drift > 10% → flag for rebalance conversation
KYC expiring → re-collect documentation 30 days out

Regulatory steps, baked in

FINRA / SEC suitability documented per recommendation, KYC refreshed on a schedule, immutable audit trail per touch, and supervisory review queue for principals.

"

Compliance reviews used to take a week. Now we run them in an afternoon because every advisor touch is already logged with the suitability context attached.

Priya Anand  ·  Chief Compliance Officer, Northbridge Wealth

Different industry? We've got that covered, too.

See every industry Nova is built for — pipelines, fields, automations, and compliance ready on day one.

15-day trial · No credit card required · Industry config seeded automatically